Client Bill Of Right

You are entitled to a high level of proactive, courteous service from all associates at Affluent legacy.

You have the right to work with a trustworthy, dependable, independent Wealth Advisor focused on your needs. Your Wealth Advisor will develop a personal relationship with you through insightful communication highlighting our core beliefs, investment outlook and management philosophy. Your Wealth Advisor will present portfolio reviews, and be available to answer the questions that matter to you as they arise.

You have the right to independent advice and recommendations based upon your defined needs, risk tolerances and goals.

You have the right to the strictest levels of confidentiality with information provided to your Affluent team. Affluent Legacy will protect all information to the highest standards outlined by SEC, FINRA, state and regulatory agencies.

You have the right to a transparent relationship and to clearly know the costs for portfolio management, transactions and advisory services. All communications with the Affluent team strive to be clear and concise. If you have a question, it is our duty to answer it for you in an understandable way.

You have the right to a prompt response from your Affluent team. The Affluent team commits to returning calls by the end of each business day at the latest, and within two hours whenever possible. Should a request require additional research, our team will set a clearly defined time frame for redress.

You have the right to be communicated to in a timely manner. Our goal is to provide you with information before the question arises, regardless of the medium used.

You have the right to ongoing education, through which our team will project reasonable expectations and achievable scenarios in the development and constant monitoring of your plan.

You have the right to receive best execution in all that we do. Portfolio transactions will be executed in a timely manner, at the best available price and with prompt third party confirmation. All interactions with the Affluent operations team will be timely, precise and promptly completed.

You have the right to accurate third party reporting of all managed accounts. Your statements will identify all account positions held, cash receipts and disbursements made through Affluent Legacy.